Financial Services Regulatory Framework and Advice module
The Financial Services Regulatory Framework and Advice module is the compulsory prerequisite training module for the Skills Alternative Pathway for Individuals, an assessment process for people who wish to demonstrate that they meet the competence, knowledge, and skill requirements of the Code of Professional Conduct for Financial Services (the Code). This process is for those who do not meet any of the other ways, as specified in the Code, of demonstrating the required standard. Upon completion of this module, a Certificate of Achievement will be awarded showing completion of Unit Standards 31855 and 31858.

Why Strategi Institute
Strategi Institute is the training provider of choice for many corporates and individuals in the financial services sector because:
- We are an NZQA Category 1 provider – demonstrating a history of high educational outcomes and ability to meet varying learner needs.
- Our courses are developed by the industry, for the industry, giving you the assurance that you are getting the most up-to-date learning content .
- We offer flexible modes of delivery led by facilitators who are financial services industry experts.
- We offer extensive support to ensure a fantastic learning experience for you.